Rick Bachman

External Compliance Officer

Fintech & Financial Services

Contact

415-735-5933

San Francisco, CA

Rick is a regulatory compliance professional with over 20 years of experience creating industry leading compliance programs. His practice focuses on early stage FinTech firms, where he has extensive experience creating operational compliance programs for lending and deposit firms for both consumer and commercial operations, including several of the top 50 Forbes FinTech firms.

Areas of Expertise

Fintech regulatory compliance Product counseling Bank partnerships CMS creation and integration Compliance auditing

Prior Associations

LendingHome Corp. Wells Fargo Bank of the West

Education

Webster University Truman State University

Bar Admission

N/A

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